Retirement Plans for Businesses

We provide retirement plan services to businesses, including 401(k), 403(b), defined benefit, and other qualified plan management, and plan participant education. Our business clients desire more than a traditional plan advisor relationship. We partner with them to address the risk, choices, and benefits associated with retirement plans. Our advisors provide the following services:

3(21) Investment Advisor

3(38) Investment Manager

Participant Services

Assist in development of Investment Policy Statement (IPS)
Recommend and monitor investment options
Construct model portfolios
Act as fiduciary, working only in the client’s best interest

Recommend initial investment options
Edit investment options as needed
Construct model portfolios
Act as fiduciary, working only in the client’s best interest

Offer recommendations with respect to the investment options available in the plan
Financial wellness education group meetings
Group enrollment meetings
Email and phone support
Ongoing communications